Susan Abbass, IACCP®, MBA

Chief Compliance Officer
Susan Abbass, MBA
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As a key member of the leadership team at TMD, Susan is responsible for oversight and management of the firm’s entire compliance program. This includes oversight and maintenance of the firm’s disclosure documents, cyber policies that ensure safekeeping of client data, compliance oversight of advisory activities and billing practices. She also continues to shape and implement new compliance policy, procedures and workflows to better ensure continuity across the firm’s growing practice.

Susan holds a BA from Bucknell University and an MBA from Pace University in Manhattan. Susan also has obtained the Investment Advisor Certified Compliance Professional ® designation. Prior to joining our firm, Susan lived in New York City and worked for a decade on Wall Street for a foreign investment bank. She got her start in business at the US Headquarters for Davidoff of Geneva, a Swiss importer of fine cigars and luxury goods.

Primary Duties at TMD Wealth Management

  • Manages all facets of the firm’s compliance program
  • Manages employee compliance training program, both at time of hire and on-going
  • Oversees vendor due diligence
  • Oversees the firm’s billing practices